Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (15 Jun 2020 to 14 Feb 2022)
- [FCA CF] Functions requiring qualifications (15 Jun 2020 to 14 Feb 2022)
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- CF30 Customer (1 Nov 2007 to 24 Sep 2012)
- CF1 Director (AR) (8 Sep 2005 to 24 Sep 2012)
- CF4 Partner (AR) (18 Nov 2004 to 24 Sep 2012)
- CF22 Investment Adviser (Trainee) (3 Oct 2003 to 31 May 2005)
- CF4 Partner (26 Aug 2003 to 26 Aug 2003)
- CF11 Money Laundering Reporting (26 Aug 2003 to 26 Aug 2003)
- CF21 Investment Adviser (26 Aug 2003 to 3 Oct 2003)
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- Employed By (18 Nov 2004 to 24 Sep 2012)
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- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2001)
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- (27)Employed By (23 Apr 1999 to 24 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.