Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 1 Mar 2026)
    • [FCA CF] Client dealing (since 20 Nov 2025)
    • [FCA CF] Significant management (1 Jan 2024 to 11 Mar 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Nov 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Feb 2022)
    • SMF3 Executive Director (9 Dec 2019 to 8 Feb 2022)
    • CF30 Customer (10 Apr 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 May 2007 to 1 Apr 2010)
    • CF1 Director (22 May 2007 to 10 Feb 2012)
    • CF10 Compliance Oversight (22 May 2007 to 15 Jan 2010)
    • [FCA CF] Significant management (since 1 Jan 2024)
    • SMF27 Partner (9 Dec 2019 to 10 Dec 2021)
    • CF4 Partner (10 Apr 2015 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Jan 2007 to 15 Jan 2010)
    • CF11 Money Laundering Reporting (15 Apr 2002 to 15 Jan 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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