Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Unique Financial Planning Limited
FRN 216560
- Employed By (since 30 Oct 2023)
- Employed By (11 Jul 2018 to 13 Oct 2023)
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Best Practice IFA Group Limited
FRN 223112
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- CF30 Customer (since 30 Oct 2023)
- [FCA CF] Client dealing (since 30 Oct 2023)
- Appointed representative dealing with clients for which they require qualification (since 30 Oct 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Oct 2023)
- CF30 Customer (1 Nov 2007 to 13 Oct 2023)
- CF1 Director (AR) (10 Mar 2006 to 13 Oct 2014)
- CF7 Sole Trader (AR) (1 Jun 2005 to 10 Mar 2006)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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- (19)Employed By (1 Dec 2001 to 11 Jul 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.