Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Employed By (since 30 Oct 2023)
    • Employed By (11 Jul 2018 to 13 Oct 2023)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • CF30 Customer (since 30 Oct 2023)
    • [FCA CF] Client dealing (since 30 Oct 2023)
    • Appointed representative dealing with clients for which they require qualification (since 30 Oct 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Oct 2023)
    • CF30 Customer (1 Nov 2007 to 13 Oct 2023)
    • CF1 Director (AR) (10 Mar 2006 to 13 Oct 2014)
    • CF7 Sole Trader (AR) (1 Jun 2005 to 10 Mar 2006)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Elite Financial & Mortgage Services Ltd (no longer approved here)

    FRN 215088

    • (19)Employed By (1 Dec 2001 to 11 Jul 2018)

Recent activity

Updates to this individual's record on the FCA register.

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