Peter Folan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Openwork Limited

    FRN 408285

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 4 Mar 2008)
    • CF30 Customer (since 1 Nov 2007)
    • CF22 Investment Adviser (Trainee) (3 Oct 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Jun 2005 to 7 Jul 2005)
  • Riverside Financial Consultants Limited

    FRN 473223

    • (3)Employed By (since 8 Oct 2007)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF4 Partner (AR) (15 Jul 2019 to 28 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

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