Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Atomos Investments Limited
FRN 122588
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Manager of certification employee (since 29 Nov 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 24 Feb 2023)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (4 Jun 2007 to 13 Apr 2011)
- CF21 Investment Adviser (1 Dec 2001 to 23 Dec 2002)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.