Peter Finch

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ABBOTTS MORTGAGES LIMITED

    FRN 919414

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Responsible for Insurance Distribution (since 29 Jun 2020)
    • SMF16 Compliance Oversight (since 29 Jun 2020)
    • SMF3 Executive Director (since 29 Jun 2020)
    • [FCA CF] Functions requiring qualifications (since 29 Jun 2020)
    • [FCA CF] Manager of certification employee (since 29 Jun 2020)
    • [FCA CF] Material risk taker (since 29 Jun 2020)
    • [FCA CF] Significant management (since 29 Jun 2020)
    • Responsibility for MCD Intermediation (since 29 Jun 2020)
  • Abbotts Independent Financial Consultancy (2464) (no longer approved here)

    FRN 182693

    • Employed By (1 Oct 1998 to 14 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

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