Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF29 Significant management (10 Feb 2014 to 31 Jul 2015)
- CF30 Customer (1 Nov 2007 to 28 Dec 2007)
- CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.