Peter Ernest Miller Sime

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wells Fargo Bank, National Association (no longer approved here)

    FRN 456183

    • CF28 Systems and controls (20 Mar 2010 to 15 Apr 2011)
  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • CF28 Systems and controls (1 Nov 2007 to 15 Apr 2011)
    • CF14 Risk Assessment (30 Apr 2004 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 7 May 2004)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 7 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.