Peter Edwin Davis

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Asset Management Financial Advisers Limited (no longer approved here)

    FRN 172274

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Nov 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2022)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 11 Oct 2019)
    • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
    • Responsible for Insurance Mediation (14 Jan 2005 to 4 Dec 2008)
    • CF1 Director (19 Mar 2002 to 11 Oct 2019)
    • CF21 Investment Adviser (19 Mar 2002 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (19 Mar 2002 to 8 Dec 2019)
    • CF10 Compliance Oversight (19 Mar 2002 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.