Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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National Counties Building Society
FRN 206080
- SMF10 Chair of the Risk Committee (since 24 May 2024)
- Director of firm who is not a certification employee or a SMF manager (24 Nov 2022 to 23 May 2024)
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- [FCA CF] Significant management (7 Mar 2016 to 31 Oct 2019)
- SMF18 Other Overall Responsibility (7 Mar 2016 to 26 Aug 2019)
- CF29 Significant management (29 Jan 2014 to 6 Mar 2016)
- CF3 Chief Executive (20 Oct 2009 to 13 May 2013)
- CF1 Director (20 Oct 2009 to 31 Dec 2013)
- Responsible for Insurance Mediation (20 Oct 2009 to 31 Dec 2013)
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- CF29 Significant management (1 Nov 2007 to 9 Sep 2013)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Oct 2005 to 1 Feb 2007)
- CF17 Significant Mgt (Other Business Operations) (1 Oct 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.