Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF10 Chair of the Risk Committee (since 24 May 2024)
    • Director of firm who is not a certification employee or a SMF manager (24 Nov 2022 to 23 May 2024)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • [FCA CF] Significant management (7 Mar 2016 to 31 Oct 2019)
    • SMF18 Other Overall Responsibility (7 Mar 2016 to 26 Aug 2019)
    • CF29 Significant management (29 Jan 2014 to 6 Mar 2016)
    • CF3 Chief Executive (20 Oct 2009 to 13 May 2013)
    • CF1 Director (20 Oct 2009 to 31 Dec 2013)
    • Responsible for Insurance Mediation (20 Oct 2009 to 31 Dec 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF29 Significant management (1 Nov 2007 to 9 Sep 2013)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Oct 2005 to 1 Feb 2007)
    • CF17 Significant Mgt (Other Business Operations) (1 Oct 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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