Peter Edward Chapman

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PWS Financial Consulting Limited
FRN 124984
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (AR) (7 May 2010 to 12 Jan 2022)
- CF8 Apportionment and Oversight (1 Dec 2001 to 14 Feb 2007)
- CF1 Director (1 Dec 2001 to 22 Jan 2008)
Independent ATE Ltd (no longer approved here)
FRN 522800
- Employed By (7 May 2010 to 12 Jan 2022)
3HR Financial Consulting Ltd (no longer approved here)
FRN 491130
- Employed By (22 Dec 2008 to 12 Jan 2022)
North Star Underwriting Limited (no longer approved here)
FRN 312931
- CF2 Non Executive Director (14 Jan 2005 to 9 Jul 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.