Peter Duncan Goodwin

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PREMIER FUND MANAGERS LIMITED (no longer approved here)

    FRN 143097

    • [FCA CF] Material risk taker (20 Jan 2020 to 12 Dec 2024)
    • [FCA CF] Client dealing (20 Jan 2020 to 22 May 2025)
    • [FCA CF] Manager of certification employee (20 Jan 2020 to 22 May 2025)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Jan 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Jan 2020)
    • CF30 Customer (26 Feb 2014 to 8 Dec 2019)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Jan 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Jan 2020)
    • CF30 Customer (26 Feb 2014 to 8 Dec 2019)
  • CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119289

    • CF30 Customer (1 Nov 2007 to 6 Jan 2014)
    • CF1 Director (29 Jun 2005 to 11 Apr 2013)
    • CF27 Investment Management (29 Jun 2005 to 31 Oct 2007)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 24 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.