Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wyvern Partners Limited (no longer approved here)

    FRN 533401

    • [FCA CF] Client dealing (1 Jan 2020 to 31 Mar 2025)
    • SMF3 Executive Director (9 Dec 2019 to 4 Mar 2025)
    • CF1 Director (12 Jan 2011 to 8 Dec 2019)
    • CF28 Systems and controls (12 Jan 2011 to 8 Dec 2019)
    • CF30 Customer (12 Jan 2011 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF23 Corporate Finance Adviser (30 Nov 2002 to 13 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.