Peter Douglas Catton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 11 Jan 2021)
    • CF1 Director (AR) (since 26 Aug 2020)
    • CF30 Customer (since 26 Aug 2020)
    • [FCA CF] Client dealing (11 Jan 2021 to 12 Jan 2021)
    • CF30 Customer (12 Dec 2012 to 8 Dec 2019)
  • Spa Financial Planning Ltd

    FRN 930923

    • (2)Employed By (since 26 Aug 2020)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF30 Customer (10 May 2012 to 13 Dec 2012)
  • Vista Financial Management Ltd (no longer approved here)

    FRN 472845

    • (8)Employed By (10 May 2012 to 13 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

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