Peter Doerig-Bal

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Client dealing (13 Oct 2020 to 31 Mar 2022)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Client dealing (10 Jan 2019 to 11 Sep 2019)
    • [FCA CF] Manager of certification employee (10 Jan 2019 to 11 Sep 2019)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (30 Nov 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.