Peter Dixon

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

RBC Global Asset Management (UK) Limited
FRN 189154
- SMF2 Chief Finance (since 1 Apr 2023)
RBC Europe Limited
FRN 124543
- SMF2 Chief Finance (since 7 Jun 2019)
Royal Bank of Canada
FRN 124783
- SMF2 Chief Finance (since 7 Jun 2019)
RBC Investor Services Trust
FRN 435052
- SMF2 Chief Finance (since 7 Jun 2019)
The Toronto-Dominion Bank (no longer approved here)
FRN 124859
- SMF2 Chief Finance (21 Apr 2016 to 14 Nov 2017)
- CF28 Systems and controls (19 Jun 2009 to 17 Sep 2012)
- CF29 Significant management (19 Jun 2009 to 17 Sep 2012)
TD Bank Europe Limited (no longer approved here)
FRN 165556
- SMF2 Chief Finance (21 Apr 2016 to 14 Nov 2017)
- CF29 Significant management (19 Jun 2009 to 17 Sep 2012)
- CF1 Director (19 Jun 2009 to 17 Sep 2012)
- CF28 Systems and controls (19 Jun 2009 to 17 Sep 2012)
Interactive Investor Services Limited (no longer approved here)
FRN 141282
- CF2 Non Executive Director (31 Mar 2016 to 6 Jun 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.