Peter Diver

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- Appointed representative dealing with clients for which they require qualification (1 Feb 2020 to 28 Feb 2022)
- CF30 Customer (19 Jul 2011 to 28 Feb 2022)
Quilter Financial Advisers Ltd (no longer approved here)
FRN 452529
- (284)Employed By (19 Jul 2011 to 28 Feb 2022)
Thornton & Baines Independent Financial Advisers Limited (no longer approved here)
FRN 462513
- CF30 Customer (17 May 2011 to 1 Jun 2011)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF22 Investment Adviser (Trainee) (27 Dec 2002 to 12 Feb 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.