Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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2 Plan Wealth Management Limited
FRN 461598
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 14 Mar 2023)
- CF1 Director (AR) (since 15 Feb 2023)
- CF30 Customer (since 15 Feb 2023)
- [FCA CF] Functions requiring qualifications (1 Feb 2023 to 14 Mar 2023)
- [FCA CF] Client dealing (1 Feb 2023 to 14 Mar 2023)
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Deep Dive Financial Planning Ltd
FRN 991603
- (2)Employed By (since 15 Feb 2023)
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- Employed By (21 Jul 2014 to 8 Aug 2019)
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- CF30 Customer (21 Jul 2014 to 8 Aug 2019)
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- CF30 Customer (5 Dec 2013 to 11 Sep 2014)
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- CF30 Customer (16 Aug 2010 to 2 Dec 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.