Peter Derek Kilian Moores

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RAYMOND JAMES INVESTMENT SERVICES LIMITED

    FRN 194713

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 10 Jun 2025)
    • Responsible for Insurance Mediation (29 Mar 2007 to 30 Sep 2018)
    • CF3 Chief Executive (22 Feb 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (3 Jan 2005 to 31 Oct 2007)
    • CF10 Compliance Oversight (3 Jan 2005 to 11 Apr 2005)
    • CF1 Director (3 Jan 2005 to 8 Dec 2019)
  • Raymond James Financial International Limited (no longer approved here)

    FRN 188244

    • [FCA CF] Material risk taker (24 Feb 2023 to 31 Oct 2025)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Oct 2025)
    • SMF3 Executive Director (9 Dec 2019 to 31 Oct 2025)
    • CF1 Director (15 Jul 2013 to 8 Dec 2019)
    • CF3 Chief Executive (15 Jul 2013 to 8 Dec 2019)

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Updates to this individual's record on the FCA register.

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