Peter Dawes

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Carter Dawes IFA Solutions Limited

    FRN 457006

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 14 Apr 2022)
    • [FCA CF] Functions requiring qualifications (since 17 Aug 2021)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Aug 2021)
    • CF30 Customer (4 Jan 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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