Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 16 Jan 2024)
    • CF30 Customer (since 23 Nov 2023)
    • (4)Employed By (since 23 Nov 2023)
    • (11)Employed By (23 May 2023 to 12 Sep 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (23 May 2023 to 12 Sep 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Jan 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at HORIZON FINANCIAL MANAGEMENT LTD

  2. controlled function added: (11)Employed By at HORIZON FINANCIAL MANAGEMENT LTD

  3. controlled function added: (4)Employed By at HORIZON FINANCIAL MANAGEMENT LTD