Peter Davison

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ILM Financial Limited

    FRN 526994

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 4 Sep 2023)
    • [FCA CF] Functions requiring qualifications (since 8 Feb 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF1 Director (1 Oct 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Oct 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Oct 2010 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Oct 2010 to 30 Sep 2018)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (8 Feb 2021 to 28 Jul 2021)
    • [FCA CF] Client dealing (8 Feb 2021 to 28 Jul 2021)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2005)
    • CF4 Partner (AR) (1 Dec 2001 to 31 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.