Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (AR) (30 Nov 2007 to 31 Mar 2015)
- CF30 Customer (1 Nov 2007 to 3 Jul 2019)
- CF10 Compliance Oversight (23 Jul 2004 to 31 Mar 2015)
- CF11 Money Laundering Reporting (1 Dec 2001 to 31 Mar 2015)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
- CF4 Partner (1 Dec 2001 to 31 Mar 2015)
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- (1)Employed By (30 Nov 2007 to 3 Jul 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at It's Yours Limited
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controlled function added: (1)Employed By at It's Yours Limited