Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.M. FINN & CO.LTD
FRN 450754
- [FCA CF] Client dealing (since 1 Jan 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF26 Customer Trading (1 Oct 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (11 Mar 2005 to 27 Jul 2007)
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- CF21 Investment Adviser (11 Mar 2005 to 27 Jul 2007)
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- CF26 Customer Trading (1 Dec 2001 to 23 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.