Peter David Johnson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF30 Customer (since 7 Sep 2023)
- Appointed representative dealing with clients for which they require qualification (since 14 Aug 2023)
Walker Wealth Management Limited
FRN 624789
- (3)Employed By (since 7 Sep 2023)
Nationwide Building Society (no longer approved here)
FRN 106078
- [FCA CF] Manager of certification employee (16 Mar 2022 to 27 May 2023)
- [FCA CF] Functions requiring qualifications (30 Mar 2018 to 21 Jun 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.