Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (since 2 Oct 2020)
- [FCA CF] Manager of certification employee (2 Oct 2020 to 13 Jul 2021)
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- [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Oct 2020)
- [FCA CF] Material risk taker (7 Mar 2016 to 31 Dec 2020)
- [FCA CF] Client dealing (7 Mar 2016 to 1 Oct 2020)
- CF30 Customer (9 Jul 2014 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 19 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.