Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Northern Trust Company (no longer approved here)

    FRN 122020

    • CF29 Significant management (22 Oct 2012 to 14 Jun 2013)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 13 Jul 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 12 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.