Peter Daniel Daly

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC

    FRN 119278

    • [FCA CF] Algorithmic trading (since 11 Nov 2022)
    • [FCA CF] Client dealing (since 6 Oct 2022)
    • [FCA CF] Client dealing (10 Jan 2022 to 23 Sep 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (4 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Mar 2006 to 4 Jul 2007)
    • CF26 Customer Trading (20 May 2002 to 7 Mar 2006)
  • Bank of Scotland plc

    FRN 169628

    • [FCA CF] Algorithmic trading (since 11 Nov 2022)
    • [FCA CF] Client dealing (since 6 Oct 2022)
    • [FCA CF] Client dealing (27 Apr 2017 to 8 Nov 2020)
    • CF30 Customer (2 Oct 2009 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.