Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Moneybrain Advice Ltd
FRN 940441
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Responsibility for MCD Intermediation (since 26 Apr 2021)
- SMF16 Compliance Oversight (since 26 Apr 2021)
- SMF3 Executive Director (since 26 Apr 2021)
- [FCA CF] Functions requiring qualifications (since 26 Apr 2021)
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MONEYBRAIN LTD
FRN 733680
- [FCA CF] Client dealing (since 9 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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