Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Responsibility for MCD Intermediation (since 7 May 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 May 2024)
    • SMF16 Compliance Oversight (since 7 May 2024)
    • Responsible for Insurance Distribution (since 7 May 2024)
    • SMF1 Chief Executive (since 23 Feb 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 24 Mar 2021)
    • Responsibility for MCD Intermediation (3 May 2018 to 24 Mar 2021)
    • Responsible for Insurance Mediation (3 May 2018 to 30 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 30 Jun 2011)
    • CF8 Apportionment and Oversight (3 Jan 2006 to 31 Mar 2009)
    • CF1 Director (3 Jan 2006 to 30 Jun 2011)
    • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
  • Worldwide Financial Planning Limited (no longer approved here)

    FRN 185798

    • Employed By (1 Oct 1998 to 30 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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