Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Worldwide Financial Planning Ltd
FRN 440668
- Responsibility for MCD Intermediation (since 7 May 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 7 May 2024)
- SMF16 Compliance Oversight (since 7 May 2024)
- Responsible for Insurance Distribution (since 7 May 2024)
- SMF1 Chief Executive (since 23 Feb 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 24 Mar 2021)
- Responsibility for MCD Intermediation (3 May 2018 to 24 Mar 2021)
- Responsible for Insurance Mediation (3 May 2018 to 30 Sep 2018)
- CF30 Customer (1 Nov 2007 to 30 Jun 2011)
- CF8 Apportionment and Oversight (3 Jan 2006 to 31 Mar 2009)
- CF1 Director (3 Jan 2006 to 30 Jun 2011)
- CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
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- Employed By (1 Oct 1998 to 30 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.