Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (AR) (17 Dec 2014 to 12 Feb 2016)
- CF3 Chief Executive (AR) (17 Dec 2014 to 12 Feb 2016)
- CF3 Chief Executive (14 Jun 2012 to 12 Dec 2013)
- CF30 Customer (1 Nov 2007 to 30 Apr 2016)
- CF1 Director (17 May 2007 to 11 Feb 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- (1)Employed By (10 Dec 2014 to 30 Apr 2016)
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- CF4 Partner (1 May 2008 to 30 Apr 2016)
- CF30 Customer (1 Nov 2007 to 30 Apr 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 16 Feb 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (1)Employed By at Baillie Gifford Funds Services LLC