Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 10 Mar 2026)
    • CF30 Customer (since 29 Jan 2026)
    • CF1 Director (AR) (since 29 Jan 2026)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Mar 2026)
    • CF1 Director (AR) (5 Aug 2015 to 30 Mar 2026)
    • CF30 Customer (5 Aug 2015 to 30 Mar 2026)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (5 Aug 2015 to 30 Mar 2026)
  • Independent Direct Financial Management (2338) (no longer approved here)

    FRN 181949

    • (2)Employed By (1 Oct 1998 to 28 Nov 2007)

Recent activity

Updates to this individual's record on the FCA register.

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