Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • [FCA CF] Client dealing (5 Sep 2023 to 31 Oct 2023)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • [FCA CF] Client dealing (7 Mar 2016 to 1 Nov 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Nov 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Nov 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (27 Jan 2004 to 31 Oct 2007)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF21 Investment Adviser (1 Dec 2001 to 2 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.