Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Westexe Mortgage Solutions Ltd
FRN 499032
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 22 Jul 2024)
- SMF3 Executive Director (9 Dec 2019 to 22 Jul 2024)
- Responsible for Insurance Distribution (1 Oct 2018 to 22 Jul 2024)
- CF10 Compliance Oversight (24 May 2018 to 8 Dec 2019)
- Responsibility for MCD Intermediation (21 Mar 2016 to 22 Jul 2024)
- CF1 Director (8 May 2009 to 8 Dec 2019)
- CF8 Apportionment and Oversight (8 May 2009 to 8 Dec 2019)
- Responsible for Insurance Mediation (8 May 2009 to 30 Sep 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.