Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Significant risk taker or Material risk taker (since 15 Oct 2025)
- [FCA CF] Significant management (since 15 Oct 2025)
- [FCA CF] Manager of certification employee (since 15 Jun 2023)
- [PRA CF] Managing a material risk taker (since 14 Jun 2023)
- [FCA CF] Client dealing (since 22 Feb 2023)
- [FCA CF] Manager of certification employee (8 Mar 2018 to 27 Dec 2018)
- CF30 Customer (16 Nov 2009 to 5 Dec 2013)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 15 Oct 2025)
- [FCA CF] Significant management (since 15 Oct 2025)
- [FCA CF] Manager of certification employee (since 15 Jun 2023)
- [PRA CF] Managing a material risk taker (since 14 Jun 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.