Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LOMBARD STREET RESEARCH FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 502674

    • CF2 Non Executive Director (16 Jul 2015 to 21 Mar 2017)
    • CF10 Compliance Oversight (26 Jun 2012 to 31 Dec 2014)
    • CF11 Money Laundering Reporting (26 Jun 2012 to 31 Dec 2014)
    • CF1 Director (27 Oct 2009 to 31 Dec 2014)

Recent activity

Updates to this individual's record on the FCA register.

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