Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (24 Aug 2009 to 27 Apr 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 31 May 2009)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 4 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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