Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
SMBC Bank International plc
FRN 223304
- [FCA CF] Client dealing (since 23 Sep 2024)
-
- [FCA CF] Client dealing (3 Oct 2022 to 28 Jan 2026)
-
- [FCA CF] Client dealing (30 Apr 2019 to 22 Jun 2020)
-
- [FCA CF] Material risk taker (17 May 2017 to 28 Jan 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 28 Jan 2019)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (28 Nov 2003 to 31 Oct 2007)
-
- [FCA CF] Client dealing (7 Mar 2016 to 28 Jan 2019)
- [FCA CF] Material risk taker (7 Mar 2016 to 28 Jan 2019)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (28 Nov 2003 to 31 Oct 2007)
-
- CF30 Customer (6 Jan 2015 to 28 Jan 2019)
-
- CF21 Investment Adviser (28 Nov 2003 to 8 Sep 2004)
-
- CF21 Investment Adviser (1 Dec 2001 to 10 Oct 2003)
- CF26 Customer Trading (1 Dec 2001 to 10 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.