Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • HL Partnership Limited (no longer approved here)

    FRN 303397

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Apr 2020)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (16 Feb 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Oct 2004 to 16 Feb 2005)
  • Outlook Financial Planning (no longer approved here)

    FRN 215764

    • (3)Employed By (1 Dec 2001 to 21 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.