Peter Caldwell Brown

Last updated
1 day ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PHIL ANDERSON FINANCIAL SERVICES LTD.

    FRN 631218

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • CF30 Customer (27 Dec 2017 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (16 Sep 2015 to 18 Dec 2017)
  • David North (no longer approved here)

    FRN 401689

    • Employed By (16 Sep 2015 to 2 Jun 2017)
  • Albyn Associates Financial Management LLP (no longer approved here)

    FRN 220005

    • (8)Employed By (19 Mar 2009 to 8 Dec 2019)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 19 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.