Peter Brian Gale

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FEAST NOBLE & CO LLP

    FRN 490071

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 12 Dec 2022)
    • [FCA CF] Client dealing (since 12 Dec 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (3 Jun 2016 to 30 Oct 2017)
    • CF30 Customer (21 Nov 2011 to 30 Oct 2017)
  • AAGSJP Ltd (no longer approved here)

    FRN 402015

    • (19)Employed By (21 Nov 2011 to 30 Oct 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (9 Apr 2010 to 31 Oct 2011)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 25 Feb 2010)
    • CF22 Investment Adviser (Trainee) (26 Sep 2007 to 31 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (14 Sep 2006 to 3 Sep 2007)
    • CF22 Investment Adviser (Trainee) (23 Aug 2005 to 14 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at AAGSJP Ltd

  2. controlled function added: (19)Employed By at AAGSJP Ltd