Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Merrill Lynch International
FRN 147150
- [FCA CF] Client dealing (since 7 Sep 2016)
- [FCA CF] Manager of certification employee (since 7 Mar 2016)
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- CF30 Customer (5 Jul 2010 to 25 Feb 2014)
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- CF30 Customer (11 Jul 2008 to 20 Apr 2010)
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- CF30 Customer (1 Nov 2007 to 3 Jul 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.