Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JMS Wealth Management Ltd (no longer approved here)

    FRN 955214

    • (4)Employed By (21 Jul 2021 to 31 Mar 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2023)
    • CF30 Customer (17 Apr 2013 to 31 Mar 2023)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (26 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Sep 2006 to 26 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.