Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (2 Jan 2023 to 10 Jul 2025)
- SMF3 Executive Director (4 Mar 2022 to 30 Dec 2022)
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- CF1 Director (AR) (14 Sep 2020 to 4 Mar 2022)
- CF30 Customer (28 Aug 2020 to 4 Mar 2022)
- [FCA CF] Client dealing (20 May 2020 to 19 Dec 2022)
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- CF30 Customer (23 Dec 2008 to 4 Oct 2011)
- CF8 Apportionment and Oversight (6 Jun 2005 to 31 Oct 2007)
- CF3 Chief Executive (6 Jun 2005 to 4 Oct 2011)
- CF1 Director (1 Dec 2001 to 4 Oct 2011)
- CF27 Investment Management (1 Dec 2001 to 20 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.