Peter Anthony Shepherd

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Rothesay Life Plc
FRN 466067
- SMF4 Chief Risk (since 10 Dec 2018)
- SMF16 Compliance Oversight (21 Nov 2019 to 9 Feb 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (21 Nov 2019 to 9 Feb 2021)
- SIMF4 Chief Risk Function (26 Oct 2016 to 9 Dec 2018)
Housing Growth Partnership Manager Limited (no longer approved here)
FRN 709515
- CF30 Customer (1 Jun 2016 to 1 Aug 2016)
- CF1 Director (1 Jun 2016 to 1 Aug 2016)
Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (16 Jun 2009 to 6 Mar 2016)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (19 Jan 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.