Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • CF28 Systems and controls (25 Aug 2011 to 2 Apr 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF28 Systems and controls (1 Nov 2007 to 11 May 2009)
    • CF14 Risk Assessment (3 Jul 2006 to 31 Oct 2007)
  • Capital Bank Plc (no longer approved here)

    FRN 201944

    • CF14 Risk Assessment (3 Jul 2006 to 17 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

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