Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (13 Sep 2013 to 8 Dec 2019)
  • Cavendish Brooke Limited (no longer approved here)

    FRN 215726

    • Employed By (23 Apr 2012 to 12 Sep 2013)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (23 Apr 2012 to 12 Sep 2013)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (14 Feb 2012 to 20 Apr 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (4 Jun 2008 to 31 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.