Peter Andrew Simpson

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Limited

    FRN 578614

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 23 Feb 2021)
    • [FCA CF] Client dealing (since 23 Feb 2021)
    • CF30 Customer (4 Sep 2017 to 8 Dec 2019)
  • Ardent Financial Management Ltd (no longer approved here)

    FRN 402018

    • (2)Employed By (9 Dec 2013 to 20 Nov 2014)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 20 Nov 2014)
    • CF21 Investment Adviser (27 May 2004 to 31 Oct 2007)
    • CF1 Director (AR) (4 May 2004 to 18 Dec 2013)
    • CF22 Investment Adviser (Trainee) (4 May 2004 to 27 May 2004)
  • Regency Wealth Management Ltd (no longer approved here)

    FRN 400364

    • (1)Employed By (4 May 2004 to 20 Nov 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.