Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Northern Trust Company (no longer approved here)

    FRN 122020

    • CF29 Significant management (1 Nov 2007 to 5 Jul 2012)
    • CF30 Customer (1 Nov 2007 to 5 Jul 2012)
    • CF17 Significant Mgt (Other Business Operations) (9 Oct 2006 to 31 Oct 2007)
    • CF26 Customer Trading (21 Sep 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 12 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.