Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Client dealing (since 13 Feb 2023)
- [FCA CF] Manager of certification employee (since 13 Feb 2023)
- [FCA CF] Manager of certification employee (11 Jul 2018 to 13 Dec 2019)
- [FCA CF] Client dealing (29 Mar 2018 to 13 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Dec 2004)
- CF27 Investment Management (1 Dec 2001 to 3 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.